SFC Licences of CHOI Wing Kai, Kaiser 蔡榮楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 | RO | 4 | 15 August 2017 | 31 December 2021 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 | RE | 1 | 11 July 2016 | 31 December 2021 |
| Huajin Research (International) Limited 華金研究(國際)有限公司 | RO | 4 | 13 June 2016 | |
| Huajin Research (International) Limited 華金研究(國際)有限公司 | RE | 4 | 25 April 2016 | 13 June 2016 |
| South China Research Limited 南華資料研究有限公司 | RO | 4 | 16 November 2015 | 11 April 2016 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 18 February 2010 | 16 November 2015 |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 10 October 2007 | 12 January 2010 |
| South China Research Limited 南華資料研究有限公司 | RE | 4 | 19 December 2005 | 06 August 2007 |