SFC Licences of LAI Billy Yee Piu 黎以標

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 24 November 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 10 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 10 October 2018
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 10 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 10 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 10 October 2018
West Bull Securities Limited 西牛證券有限公司 RE 9 20 July 2018 01 August 2018
West Bull Securities Limited 西牛證券有限公司 RE 1 21 September 2017 01 August 2018
RSI Asset Management Limited 暐日資產管理有限公司 RE 9 21 September 2017 20 July 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 2 06 January 2014 09 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 4 29 August 2013 09 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 1 29 August 2013 09 November 2016
BOCI Securities Limited 中銀國際證券有限公司 RE 2 01 September 2009 24 July 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 4 07 May 2009 24 July 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 09 April 2009 24 July 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 16 July 2008 20 November 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 July 2008 20 November 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 July 2008 20 November 2008
Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 RE 3 16 December 2005 01 August 2006