SFC Licences of MANN David Isaac
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 18 January 2010 | 18 November 2010 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 04 September 2009 | 18 November 2010 |
Cowen Structured Products Hong Kong Limited | RE | 1 | 17 June 2009 | 21 July 2009 |
Cowen Structured Products Hong Kong Limited | RO | 1 | 20 October 2006 | 17 June 2009 |