SFC Licences of MANN David Isaac

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 RE 1 18 January 2010 18 November 2010
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 04 September 2009 18 November 2010
Cowen Structured Products Hong Kong Limited RE 1 17 June 2009 21 July 2009
Cowen Structured Products Hong Kong Limited RO 1 20 October 2006 17 June 2009