SFC Licences of LEUNG Shuk Kwan 梁淑群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 15 October 2021 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 August 2009 | |
Northern Trust Company of Hong Kong Limited, The | RE | 1 | 25 January 2006 | 07 September 2007 |