SFC Licences of HARA Hitoshi
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 4 | 16 August 2018 | |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 | RE | 9 | 09 March 2018 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 12 September 2013 | 05 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 12 September 2013 | 05 July 2017 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 02 February 2010 | 01 June 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 28 December 2005 | 01 June 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 28 December 2005 | 01 June 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 28 December 2005 | 19 February 2010 |