SFC Licences of TONG Hin Yip 湯顯業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 January 2009 | 29 March 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 21 August 2008 | 29 March 2011 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 21 August 2008 | 31 January 2009 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 12 September 2007 | 25 July 2008 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 28 June 2006 | 17 April 2007 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 21 June 2006 | 25 July 2008 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 22 December 2005 | 28 April 2006 |