SFC Licences of KO Shih Tsung 柯世聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 1 | 19 October 2010 | |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 December 2005 | 28 June 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 December 2005 | 28 June 2010 |