SFC Licences of CASATI Andrea
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 16 May 2017 | 03 December 2019 |
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 03 September 2014 | 20 May 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 September 2014 | 20 May 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 September 2014 | 20 May 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 28 November 2012 | 06 July 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 28 November 2012 | 06 July 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 28 November 2012 | 06 July 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 28 November 2012 | 06 July 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 7 | 28 November 2012 | 31 March 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 April 2011 | 28 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 04 April 2011 | 28 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 04 April 2011 | 28 November 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 04 April 2011 | 28 November 2012 |
| UBS Securities Asia Limited | RE | 2 | 11 January 2006 | 16 April 2006 |
| UBS Securities Asia Limited | RE | 1 | 11 January 2006 | 16 April 2006 |