SFC Licences of LI Ming 李明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 24 August 2015 | 10 May 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 August 2015 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 24 August 2009 | 27 February 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 August 2009 | 27 February 2013 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 01 June 2006 | 08 August 2008 |
| Nomura Securities (Hong Kong) Limited | RE | 1 | 01 June 2006 | 08 August 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 01 June 2006 | 08 August 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 January 2006 | 08 August 2008 |