SFC Licences of SHUM Siu Man 岑少文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 11 November 2011 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 11 November 2011 | |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 30 July 2008 | 30 September 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 30 July 2008 | 30 September 2011 |
| CES International Commodities (HK) Limited | RE | 2 | 02 February 2006 | 01 April 2008 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 February 2006 | 01 April 2008 |