SFC Licences of LYNCH Simon James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 01 August 2007 | 13 May 2009 |
| UBS Securities Asia Limited | RE | 2 | 01 August 2007 | 13 May 2009 |
| UBS Securities Asia Limited | RE | 1 | 01 August 2007 | 13 May 2009 |
| UBS Securities Asia Limited | RE | 2 | 05 July 2006 | 12 July 2006 |
| UBS Securities Asia Limited | RE | 1 | 05 July 2006 | 12 July 2006 |
| UBS Securities Asia Limited | RE | 2 | 09 January 2006 | 09 February 2006 |
| UBS Securities Asia Limited | RE | 1 | 09 January 2006 | 09 February 2006 |