SFC Licences of LIU Dongxin 劉東鑫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 December 2018 | 11 January 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 18 April 2012 | 28 January 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 April 2012 | 28 January 2013 |