SFC Licences of LAU Ho Fung 劉浩峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 13 July 2020 | 01 September 2020 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 13 July 2020 | |
| VMS Asset Management Limited 鼎珮資產管理有限公司 | RO | 9 | 06 November 2018 | |
| VMS Securities Limited 鼎珮證券有限公司 | RO | 9 | 13 April 2018 | 20 March 2019 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 16 October 2017 | 13 April 2018 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 13 July 2011 | 31 May 2015 |
| VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 13 July 2011 | 31 May 2015 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 28 December 2006 | 13 May 2010 |
| Phoenix Capital Asia Limited 英明融資有限公司 | RE | 6 | 03 February 2006 | 17 October 2006 |
| Phoenix Capital Asia Limited 英明融資有限公司 | RE | 4 | 01 February 2006 | 17 October 2006 |