SFC Licences of FORREST Richard William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Qantex Capital Markets Limited | RO | 1 | 16 November 2021 | 01 January 2024 |
Qantex Capital Markets Limited | RO | 2 | 19 August 2020 | 01 January 2024 |
Qantex Capital Markets Limited | RE | 1 | 15 June 2020 | 16 November 2021 |
Qantex Capital Markets Limited | RE | 2 | 15 June 2020 | 19 August 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 February 2020 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 07 October 2016 | 01 February 2020 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 March 2015 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 March 2015 | 07 October 2016 |
T.F.S. Derivatives HK Limited | RE | 2 | 03 January 2012 | 30 November 2014 |
T.F.S. Derivatives HK Limited | RE | 1 | 03 January 2012 | 30 November 2014 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 26 March 2009 | 10 November 2011 |
MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 26 March 2009 | 10 November 2011 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 16 March 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 16 March 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 17 March 2008 | 16 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 24 May 2006 | 16 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 22 May 2006 | 16 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 22 May 2006 | 16 March 2009 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 03 January 2006 | 29 March 2006 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 January 2006 | 29 March 2006 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 03 January 2006 | 29 March 2006 |