SFC Licences of TAN Yat Quan 陳溢軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 4 | 30 June 2022 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RO | 1 | 30 June 2022 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 10 September 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 09 August 2021 | 30 June 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 August 2021 | 30 June 2022 |
Macquarie Asia Securities Limited | RE | 4 | 30 September 2020 | 21 May 2021 |
Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | 21 May 2021 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 22 August 2014 | 01 July 2017 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 19 March 2013 | 22 August 2014 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 18 February 2011 | 21 February 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 January 2006 | 18 February 2011 |