SFC Licences of CHAN Chi Sum 陳志森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 26 January 2015 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 26 January 2015 | |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 03 August 2012 | 25 August 2012 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 03 August 2012 | 25 August 2012 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 03 August 2012 | 25 August 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 27 November 2009 | 30 June 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 27 November 2009 | 30 June 2012 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 09 January 2006 | 25 October 2009 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 09 January 2006 | 25 October 2009 |