SFC Licences of CHAN Chi Sum 陳志森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 26 January 2015
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 26 January 2015
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 1 03 August 2012 25 August 2012
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司
RE 2 03 August 2012 25 August 2012
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 2 27 November 2009 30 June 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 09 January 2006 25 October 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 09 January 2006 25 October 2009