SFC Licences of WONG Sun Ming, Simon 王新鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 18 January 2018 | |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 18 January 2018 | |
Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 18 January 2018 | |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 26 January 2016 | 01 December 2017 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 26 January 2016 | 01 December 2017 |
Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 26 January 2016 | 01 December 2017 |
iBest Consultants Limited | RE | 4 | 03 March 2010 | 23 August 2014 |
iBest Consultants Limited | RE | 1 | 03 March 2010 | 23 August 2014 |
Patterson Financial Services Limited | RE | 4 | 11 January 2006 | 20 March 2009 |