SFC Licences of FRIEDMAN Seth Gregory
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 15 August 2007 | 13 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 April 2006 | 31 October 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 April 2006 | 31 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 April 2006 | 13 October 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 April 2006 | 13 October 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 January 2006 | 17 January 2006 |