SFC Licences of THAM Kuan Chee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 July 2015 | 12 July 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 12 July 2017 |
| Merrill Lynch (Asia Pacific) Limited | RO | 1 | 17 June 2009 | 23 July 2015 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 17 February 2009 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 January 2006 | 17 June 2009 |