SFC Licences of WU Yunpeng 吳云鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 4 | 10 March 2011 | 30 April 2015 |
| Natixis Asia Limited | RE | 1 | 10 March 2011 | 30 April 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 21 December 2006 | 29 May 2007 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 January 2006 | 15 September 2006 |