SFC Licences of CHAK Ka Fai, Samuel 翟家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Seazen Resources Securities Limited 新城晉峰證券有限公司 RO 1 30 August 2017 15 November 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 4 30 August 2017 15 November 2019
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RO 1 30 August 2017 15 November 2019
Seazen Resources Futures Limited 新城晉峰期貨有限公司 RO 2 30 August 2017 15 November 2019
CLC Futures Limited 創僑期貨有限公司 RO 5 29 October 2014 27 June 2017
CLC Futures Limited 創僑期貨有限公司 RO 2 29 October 2014 27 June 2017
CLC Securities Limited 創僑證券有限公司 RO 4 16 May 2014 27 June 2017
CLC Securities Limited 創僑證券有限公司 RO 1 16 May 2014 27 June 2017
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 5 27 August 2012 07 March 2014
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 2 27 August 2012 07 March 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 4 20 August 2012 07 March 2014
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 20 August 2012 07 March 2014
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 5 30 March 2012 24 July 2012
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RO 2 30 March 2012 24 July 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 28 September 2011 24 July 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 08 September 2011 28 September 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 2 24 February 2011 01 September 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RO 1 24 February 2011 01 September 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 9 11 February 2011 01 September 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 11 February 2011 24 February 2011
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 11 February 2011 24 February 2011
Enlighten Securities Limited 名匯證券有限公司 RO 1 08 February 2010 04 January 2011
Arta Asset Management Limited 裕承資產管理有限公司 RE 9 12 May 2009 04 January 2011
Arta Asset Management Limited 裕承資產管理有限公司 RO 1 15 October 2008 04 January 2011
Enlighten Futures Limited 名匯期貨有限公司 RO 2 15 January 2008 04 January 2011
Enlighten Securities Limited 名匯證券有限公司 RE 1 03 May 2006 08 February 2010
Enlighten Futures Limited 名匯期貨有限公司 RE 2 03 May 2006 15 January 2008
Kingsway Financial Services Group Limited 滙富金融服務有限公司 RE 2 12 January 2006 14 February 2006