SFC Licences of SO Ka Wai 蘇家偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 03 February 2023 | 01 March 2023 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 03 February 2023 | 01 March 2023 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 17 October 2016 | 01 September 2022 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 18 January 2006 | 08 July 2016 |