SFC Licences of LEE Wing Sin, Desmond 李永善
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 05 November 2018 | |
Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 05 November 2018 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 19 January 2015 | 04 December 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 August 2009 | 04 December 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 11 August 2009 | 19 January 2015 |
UBS Securities Asia Limited | RE | 4 | 16 January 2006 | 30 June 2007 |