SFC Licences of GRUBER James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 March 2009 | 03 July 2010 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 07 June 2007 | 03 July 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 January 2006 | 03 July 2010 |