SFC Licences of KIM Dong Hyun 金東鉉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 21 November 2023 | 26 November 2023 |
| UBS Securities Asia Limited | RE | 1 | 09 June 2023 | 14 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 07 February 2023 | 10 February 2023 |
| UBS Securities Asia Limited | RE | 1 | 05 December 2022 | 09 December 2022 |
| UBS Securities Asia Limited | RE | 1 | 15 March 2022 | 30 March 2022 |
| UBS Securities Asia Limited | RE | 2 | 30 March 2011 | 09 April 2021 |
| UBS Securities Asia Limited | RE | 1 | 30 June 2010 | 09 April 2021 |
| UBS Securities Asia Limited | RE | 4 | 18 January 2006 | 23 June 2007 |