SFC Licences of SOEJIMA Tomokazu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 26 June 2009 11 January 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 31 March 2008 07 April 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 March 2007 20 March 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 September 2006 17 September 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 23 January 2006 30 January 2006