SFC Licences of HAN Jennifer Koun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 23 March 2018 | |
UBS Securities Asia Limited | RE | 4 | 25 January 2018 | 01 February 2018 |
UBS Securities Asia Limited | RE | 4 | 16 November 2017 | 22 November 2017 |
UBS Securities Asia Limited | RE | 4 | 16 January 2017 | 27 January 2017 |
UBS Securities Asia Limited | RE | 4 | 04 July 2016 | 08 July 2016 |
UBS Securities Asia Limited | RE | 4 | 18 September 2015 | 22 September 2015 |
UBS Securities Asia Limited | RE | 4 | 22 December 2011 | 15 December 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 May 2007 | 02 February 2009 |
UBS Securities Asia Limited | RE | 4 | 19 January 2006 | 01 August 2006 |