SFC Licences of HAN Jennifer Koun

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 23 March 2018
UBS Securities Asia Limited RE 4 25 January 2018 01 February 2018
UBS Securities Asia Limited RE 4 16 November 2017 22 November 2017
UBS Securities Asia Limited RE 4 16 January 2017 27 January 2017
UBS Securities Asia Limited RE 4 04 July 2016 08 July 2016
UBS Securities Asia Limited RE 4 18 September 2015 22 September 2015
UBS Securities Asia Limited RE 4 22 December 2011 15 December 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 May 2007 02 February 2009
UBS Securities Asia Limited RE 4 19 January 2006 01 August 2006