SFC Licences of KIM Seong Rak 金成洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司 | RO | 9 | 26 August 2010 | 02 May 2012 |
KBC Alternative Investment Management HK Limited 比聯另類投資管理香港有限公司 | RE | 9 | 25 June 2007 | 14 May 2008 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 24 January 2006 | 23 May 2007 |