SFC Licences of WEE Ern, Timothy 黃恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 20 November 2012 | 25 January 2013 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 20 November 2012 | 25 January 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 08 October 2008 | 22 March 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 October 2008 | 22 March 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 January 2006 | 22 March 2011 |