SFC Licences of CHAN Sze Nga, Joyce 陳思雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GCM Investments Hong Kong Limited | RE | 4 | 21 October 2014 | 18 August 2017 |
GCM Investments Hong Kong Limited | RE | 1 | 21 October 2014 | 18 August 2017 |
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 31 July 2008 | 30 September 2014 |
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 31 July 2008 | 30 September 2014 |
Merrill Lynch Far East Limited | RE | 1 | 23 January 2006 | 29 February 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 January 2006 | 29 February 2008 |