SFC Licences of LEE Patrick Maung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Augustine Asset Management Limited 奧古資產管理有限公司 | RE | 9 | 11 January 2019 | 31 December 2020 |
Augustine Asset Management Limited 奧古資產管理有限公司 | RE | 4 | 11 January 2019 | 31 December 2020 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 16 August 2010 | 10 September 2011 |
MUSHK Limited | RE | 1 | 22 February 2010 | 05 August 2010 |
Aspen Hill Partners (Hong Kong) Limited | RE | 9 | 12 September 2008 | 31 January 2010 |
Aspen Hill Partners (Hong Kong) Limited | RE | 4 | 21 August 2008 | 31 January 2010 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 07 September 2006 | 10 May 2008 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 07 September 2006 | 10 May 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 23 January 2006 | 10 May 2008 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 January 2006 | 10 May 2008 |