SFC Licences of MAO Shuguang 毛曙光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 29 May 2013 21 September 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 29 May 2013 21 September 2015
Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 RE 9 14 June 2012 30 April 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 9 10 June 2011 11 February 2012
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 RE 4 10 June 2011 11 February 2012
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 9 04 June 2009 16 May 2011
Harvest Global Investments Limited 嘉實國際資產管理有限公司 RE 4 04 June 2009 16 May 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 16 July 2008 16 December 2008
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 16 July 2008 16 December 2008
Wells Fargo Securities Asia Limited RE 6 05 May 2008 30 May 2008
Wells Fargo Securities Asia Limited RE 4 05 May 2008 30 May 2008
Wells Fargo Securities Asia Limited RE 1 05 May 2008 30 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 24 January 2006 10 July 2007