SFC Licences of LEE Wing Yin 李穎然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 March 2011 | 01 August 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 March 2011 | 01 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 October 2007 | 25 February 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 October 2007 | 25 February 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 October 2007 | 25 February 2011 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 21 March 2006 | 03 September 2007 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 21 March 2006 | 03 September 2007 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 | RE | 3 | 23 January 2006 | 03 September 2007 |