SFC Licences of LAU Shu Yan 劉樹恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 9 | 27 October 2021 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 4 | 27 October 2021 | |
Mighty Fountain Capital Limited 明德勤資本有限公司 | RO | 1 | 27 October 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 23 October 2020 | 15 October 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 24 January 2011 | 24 December 2019 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 January 2006 | 15 October 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 January 2006 | 15 October 2021 |