SFC Licences of LAU Shu Yan 劉樹恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Mighty Fountain Capital Limited 明德勤資本有限公司 RO 9 27 October 2021
Mighty Fountain Capital Limited 明德勤資本有限公司 RO 4 27 October 2021
Mighty Fountain Capital Limited 明德勤資本有限公司 RO 1 27 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 23 October 2020 15 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 24 January 2011 24 December 2019
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 24 January 2006 15 October 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 24 January 2006 15 October 2021