SFC Licences of CAI Yun 蔡韻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Optimas Capital Limited 中庸資本有限公司 | RO | 9 | 14 July 2016 | 12 December 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 January 2015 | 14 August 2015 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 18 August 2009 | 03 February 2012 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 | RE | 4 | 15 January 2008 | 17 July 2009 |