SFC Licences of YIM Ching Wai, Kevin 嚴政緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	18 July 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	9	13 May 2015	26 June 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	4	13 May 2015	26 June 2016
CIS Securities Asset Management Limited 順安證券資產管理有限公司	RE	1	13 May 2015	26 June 2016
South China Research Limited 南華資料研究有限公司	RE	4	27 October 2014	30 April 2015
Fulbright Securities Limited 富昌證券有限公司	RE	1	12 September 2013	14 June 2014
Funderstone Securities Limited	RE	4	07 August 2012	31 January 2013
Fulbright Securities Limited 富昌證券有限公司	RE	1	01 June 2012	18 July 2012
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	16 April 2012	24 May 2012
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	4	17 November 2010	21 May 2011
Mason Securities Limited 茂宸證券有限公司	RE	4	13 November 2006	26 June 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	27 February 2006	20 June 2006