SFC Licences of NG Kei Yuen 吳基源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	20 April 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	5	01 March 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RO	2	01 March 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	30 November 2017	01 March 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	30 November 2017	01 March 2018
Kaiser Futures Limited 嘉信期貨有限公司	RO	2	19 June 2017	24 November 2017
Kaiser Securities Limited 嘉信証券有限公司	RE	1	15 July 2016	24 November 2017
Kaiser Futures Limited 嘉信期貨有限公司	RE	2	15 July 2016	19 June 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	21 June 2012	16 June 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	3	21 June 2012	16 June 2016
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	21 June 2012	16 June 2016
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	04 February 2008	01 June 2012
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	04 February 2008	01 June 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	04 February 2008	01 June 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	3	09 January 2007	04 December 2007
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	27 February 2006	04 December 2007
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	27 February 2006	04 December 2007