SFC Licences of WAT Hiu Ching 屈曉晴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 18 February 2019 | 21 June 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 4 | 18 February 2019 | 21 June 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 2 | 18 February 2019 | 21 June 2020 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 18 February 2019 | 21 June 2020 |
| Sprint Asset Management Limited 新銳資產管理有限公司 | RE | 9 | 04 August 2015 | 28 May 2018 |
| Sprint Asset Management Limited 新銳資產管理有限公司 | RE | 4 | 04 August 2015 | 28 May 2018 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RE | 9 | 14 April 2014 | 01 July 2014 |
| GT Asset & Portfolio Management Limited 廣達資產管理有限公司 | RE | 4 | 14 April 2014 | 01 July 2014 |
| FCL Advisory Limited | RE | 9 | 24 October 2007 | 28 March 2014 |
| FCL Advisory Limited | RE | 4 | 01 February 2006 | 28 March 2014 |