SFC Licences of LI Ziyu 李梓禺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 | RO | 9 | 13 October 2022 | 28 February 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 02 July 2015 | 17 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 July 2015 | 17 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 June 2015 | 30 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 May 2015 | 19 June 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2013 | 31 October 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 06 February 2006 | 15 December 2008 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 06 February 2006 | 15 December 2008 |