SFC Licences of TAM Kwok Chung 譚國忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Futures Limited RE 7 07 March 2006 06 March 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 March 2006 06 March 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 07 March 2006 06 March 2009
Morgan Stanley Hong Kong Futures Limited RE 2 07 March 2006 06 March 2009