SFC Licences of JIANG Zu Yao 姜祖堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 August 2018 | 23 June 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 08 August 2018 | 23 June 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 28 April 2018 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 01 February 2006 | 31 May 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 01 February 2006 | 31 May 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 01 February 2006 | 31 May 2010 |