SFC Licences of LI On Ki 李安琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RO | 1 | 16 November 2021 | 27 October 2023 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 16 September 2021 | 16 November 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 October 2017 | 31 August 2021 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 6 | 14 May 2008 | 09 March 2018 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 03 February 2006 | 09 March 2018 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 03 February 2006 | 09 March 2018 |