SFC Licences of THAWLEY Samuel David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Research Limited 海通國際研究有限公司 | RO | 4 | 14 May 2015 | 22 June 2018 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 27 April 2015 | 14 May 2015 |
| Japaninvest (Hong Kong) Limited | RO | 4 | 26 July 2012 | 27 January 2017 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 February 2006 | 09 April 2006 |