SFC Licences of LAI Chun Wing 賴雋永

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wing Fung Securities Limited 永豐證券有限公司 RO 9 24 July 2023
Wing Fung Securities Limited 永豐證券有限公司 RO 5 24 July 2023
Wing Fung Securities Limited 永豐證券有限公司 RO 4 24 July 2023
Wing Fung Forex Limited 永豐外匯有限公司 RE 3 09 November 2018 06 December 2022
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 10 January 2018
Wing Fung Securities Limited 永豐證券有限公司 RE 1 10 January 2018
Wing Fung Securities Limited 永豐證券有限公司 RE 9 11 December 2017 24 July 2023
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 9 02 March 2009 20 August 2009
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 02 March 2009 20 August 2009
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 02 March 2009 20 August 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 02 March 2009 20 August 2009
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 18 April 2008 28 February 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 4 15 January 2008 28 February 2009
Tian Yuan Finance Limited 天元金融有限公司 RE 9 31 October 2007 28 February 2009
Prudential Brokerage Limited 信誠證券有限公司 RE 1 31 October 2007 28 February 2009
Tian Yuan Finance Limited 天元金融有限公司 RE 4 17 October 2007 28 February 2009
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 01 September 2006 10 October 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 08 February 2006 18 August 2006