SFC Licences of CHU Hon Kei 朱漢基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RO	2	03 March 2020	25 May 2023
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RO	1	03 March 2020	25 May 2023
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RE	2	29 October 2019	03 March 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	29 October 2019	03 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	04 January 2016	12 July 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	2	04 January 2016	12 July 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	04 January 2016	12 July 2019
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	10 September 2015	04 January 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	10 September 2015	04 January 2016
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	10 September 2015	04 January 2016
CES Forex (HK) Limited 光證外匯（香港）有限公司	RE	3	27 August 2014	01 September 2015
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RO	1	14 May 2014	01 September 2015
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	29 November 2013	01 September 2015
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	29 November 2013	01 September 2015
Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融（香港）有限公司	RE	1	29 November 2013	14 May 2014
Wilson Securities Limited 滙生證券有限公司	RE	4	16 September 2010	12 November 2010
Wilson Securities Limited 滙生證券有限公司	RE	1	16 September 2010	12 November 2010
Hafoo Securities Limited 哈富證券有限公司	RE	1	16 September 2010	12 November 2010
KGI Asia Limited 凱基證券亞洲有限公司	RO	4	03 June 2008	02 August 2010
KGI Asia Limited 凱基證券亞洲有限公司	RO	1	03 June 2008	02 August 2010
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	4	03 June 2008	02 August 2010
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RO	1	03 June 2008	02 August 2010
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	20 November 2007	02 August 2010
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	20 November 2007	03 June 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	4	20 November 2007	03 June 2008
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	23 October 2007	03 June 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	23 October 2007	03 June 2008
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	20 March 2006	11 October 2007