SFC Licences of AU Pui Ting 歐佩婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	9	23 November 2010	26 April 2013
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	23 November 2010	26 April 2013
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	23 November 2010	26 April 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	11 January 2007	10 November 2010
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	4	11 January 2007	10 November 2010
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	11 January 2007	10 November 2010
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	11 January 2007	10 November 2010
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	4	11 January 2007	10 November 2010
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	1	11 January 2007	10 November 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	07 February 2006	29 December 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	9	07 February 2006	29 December 2006
HSBC Global Asset Management (Hong Kong) Limited	RE	4	07 February 2006	29 December 2006