SFC Licences of CAO Zhirong 曹志荣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 27 October 2021 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 March 2011 | 31 December 2016 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 10 March 2008 | 01 July 2009 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 18 February 2008 | 01 July 2009 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 28 September 2007 | 31 December 2007 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 28 March 2006 | 25 September 2007 |
| ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 28 March 2006 | 25 September 2007 |