SFC Licences of KAM Kwun Kwan, Boris 金冠群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 9 21 March 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 4 21 March 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RO 1 21 March 2022
Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 RE 1 16 March 2022 21 March 2022
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RO 1 17 August 2020 31 December 2021
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 05 August 2020 31 December 2021
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 1 05 August 2020 17 August 2020
Tongjin Securities Limited 通金證券有限公司 RO 5 17 January 2020 02 June 2020
Tongjin Securities Limited 通金證券有限公司 RO 4 17 January 2020 02 June 2020
Tongjin Securities Limited 通金證券有限公司 RO 2 17 January 2020 02 June 2020
Tongjin Securities Limited 通金證券有限公司 RO 1 17 January 2020 02 June 2020
China Investment Fund International Securities Limited 中投國際證券有限公司 RO 4 19 August 2019 10 January 2020
China Investment Fund International Securities Limited 中投國際證券有限公司 RO 1 19 August 2019 10 January 2020
China Investment Fund International Securities Limited 中投國際證券有限公司 RE 1 23 July 2019 19 August 2019
Greater China Asset Management (HK) Limited 大中華資產管理(香港)有限公司 RO 9 27 September 2018 30 June 2019
Greater China Securities Limited 大中華證券有限公司 RO 1 18 July 2018 30 June 2019
Greater China Securities Limited 大中華證券有限公司 RE 1 19 June 2018 18 July 2018
Rich Bay Securities Limited 富利證券有限公司 RO 1 24 July 2017 30 April 2018
Rich Bay Securities Limited 富利證券有限公司 RE 1 09 June 2017 24 July 2017
China Sunrise Securities (International) Limited 華升證券(國際)有限公司 RO 1 22 June 2016 14 May 2017
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 4 23 March 2016 31 May 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RO 1 23 March 2016 31 May 2016
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 RE 2 15 August 2012 31 May 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 4 15 August 2012 23 March 2016
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 RE 1 15 August 2012 23 March 2016
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 23 June 2011 27 July 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 23 June 2011 27 July 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 12 September 2008 09 June 2011
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 20 March 2006 09 June 2011
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 20 March 2006 09 June 2011