SFC Licences of CHOI Chun Fat, Anderson 蔡俊發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited |
RE | 9 | 16 August 2018 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RO | 1, 4 | 22 December 2017 | 11 July 2018 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RE | 2, 5 | 22 December 2017 | 11 July 2018 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
RE | 1, 4 | 28 June 2011 | 22 December 2017 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RE | 2 | 15 June 2009 | 01 May 2010 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RE | 1 | 25 May 2009 | 01 May 2010 |
| Asia Alternative Asset Partners Limited |
RE | 4, 9 | 02 December 2008 | 31 December 2008 |
| Asia Alternative Asset Partners Limited |
RE | 1 | 01 November 2008 | 31 December 2008 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 |
RE | 1 | 30 March 2006 | 22 October 2008 |