SFC Licences of CHOI Chun Fat, Anderson 蔡俊發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Marshall Wace Asia Limited
RE 9 16 August 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司
RO 1, 4 22 December 2017 11 July 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司
RE 2, 5 22 December 2017 11 July 2018
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司
RE 1, 4 28 June 2011 22 December 2017
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 15 June 2009 01 May 2010
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 25 May 2009 01 May 2010
Asia Alternative Asset Partners Limited
RE 4, 9 02 December 2008 31 December 2008
Asia Alternative Asset Partners Limited
RE 1 01 November 2008 31 December 2008
Shinko Securities (H.K.) Limited 新光証券(香港)有限公司
RE 1 30 March 2006 22 October 2008