SFC Licences of MOHINDRA Vivek
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 | RO | 9 | 15 November 2016 | |
| Kristal Advisors (HK) Limited 晶進金融（香港）有限公司 | RO | 4 | 15 November 2016 | |
| Natixis Asia Limited | RE | 2 | 16 May 2013 | 15 January 2016 |
| Natixis Asia Limited | RE | 1 | 16 May 2013 | 15 January 2016 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 08 October 2007 | 22 October 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 June 2006 | 22 October 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 10 February 2006 | 22 February 2006 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 10 February 2006 | 22 February 2006 |